End-to-end
trading compliance
Wheather you are trading energy, financial resources etc. you need to comply with international and national regulations.
Get the best of trading compliance
When dealing with trading in any form, you are most likely required to comply with regulations. Regulations in place to protect the industry and the customers. It is therefore in everyones best interest to be bullet-proof compliant.
We have made it easy for you with this package of compliance offerings suited to fit any needs in the trading industry. We call it end-to-end trading compliance solution.
It is a combination of the most basic and needed compliance solutions on the market. But this doesn’t mean that it is one size fits all. It is still customizable to fit into your organization, processes and needs.
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What's included in the end-to-end trading complaince solution
Interaction and voice recording + call transcription
Record all needed interactions with customer and between the staff.
- Skype and Teams integration
- Record all interactions types
- Minimize risks
- Enhance investigation cases
- Provide not only recordings but also transcriptions easily
Record Keeping
The interactions you record, should be kept in a safe and compliant way. This can be assured with record keeping software.
- Keep every type of recording
- Every type of evidence
- Front- and back office
- Enhance investigation cases
- Structured and unstructured data management
Compliance Archiving
Regulations often state how, why and for how long you should archive your compliance records. This archiving tool is a must-have.
- Dodd Frank, FINRA, MAR, MiFID II compliant
- Advanced encryption
- Audit trail for back tracking
- 100% data integrity
- 0% data loss
Let's get in touch
